Policies & procedures

Dear Investor,

In case of any grievance / complaint against stock broker /Depository Participant:
  • Please contact Compliance Officer of the stock Broker/ Depository Participant
  • (Mr. Mukesh Pal Verma) / email-id (investor@peeaarmail.com) and Phone No. -91-40072251.
  • You may also approach CEO/partner/Proprietor(Mr. Ashok Kumar Gupta) /email-id(akg@peeaarmail.com) and Phone No. -91-40072251-56.
  • If not satisfied with the response of the stock broker/ Depository Participant, You may contact the concerned Stock Exchange/Depository at the following-
    Web AddressContact NoEmail Id
    BSEwww.bseindia.com022-22728517is@bseindia.com
    NSEwww.nseindia.com118002660058ignse@nse.co.in
    MCXwww.mcxindia.com9-22-6631 8888ig-mcx@mcsindia.com
    NSDLwww.nsdl.co.in1800222990relations@nsdl.co.in
    NCDEXwww.ncdex.com022-6640 6789askus@ncdex.com
  • You can also lodge your grievances with SEBI at http://scores.gov.in. For any queries, feedback or assistance, please contact SEBI office on Toll Free Helpline at 1800 22 7575 / 1800 266 7575.
SL. No.DescriptionDownload
1Dormant Inactive Account Policy
2Facsimile Signatures Policy
3Policies and Procedures for setting up the client exposure
4Policy for Vaoluntary Freezing blocking the online access
5Policy of handling of Good Till Cancelled Orders
6Surveillance Policy of broking and dp operations
7Policies PMLA 2023 A
8Policies PMLA 2023 B
9UPDATE POLICIES AND PROCEDURE
10Margin Collection and Reporting & Actual Settlement Policy
11Policies PMLA 2021
12Policies_Client Code ModifiCation and error Code Policy
13Policies_Code of Conduct for Prevention of Insider Trading
14Policies_INTERNAL POLICY w.r.t NISM SERIES VII-SECURITIES OPERATION & RISK MANAGEMENT(SORM)
15Policies_Investor Grivences
16Policies_On_Conflict_Of_Interest
17Policies_Outsourcing of Activities by Intermediaries
18Policies_Prefunded_Instrument_Policy
19Policies_Risk Management & Survellaneous System
20Policies_Unauthenticated News Circulation
21System and procedure relating client fundscollaterals are not used for any purposes margin for proprietary trading
22System and procedure relating to segregation of clients and own Funds
23Training of the management and staff and their recruitment Policy_PMLA
24Policies _T+5 Exposure to clients